Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Michael Trombetto | 859816 | 3 | 11/03/2008 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert Lee Anderson | 2355813 | 4 | 11/03/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Timothy Duffy | 1743011 | 3 | 10/29/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Donald Atkinson | 2837586 | 1 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Daniel Maher | 4407035 | 1 | 10/22/2008 | Customer Dispute | Settled | $19,974.50 | $0.00 | See FINRA Report |
| John Mark Turner | 2240297 | 2 | 10/16/2008 | Customer Dispute | Award / Judgment | $400,000.00 | $101,500.00 | See FINRA Report |
| Brian Richard Walsh | 2007751 | 2 | 10/15/2008 | Customer Dispute | Closed-No Action | $14,640.60 | $0.00 | See FINRA Report |
| Gregg Joseph Powers | 2132808 | 2 | 10/15/2008 | Customer Dispute | Settled | $29,328.30 | $0.00 | See FINRA Report |
| Jayme Frances Lemaire | 4336052 | 5 | 10/14/2008 | Customer Dispute | Denied | $14,516.60 | $0.00 | See FINRA Report |
| Jeffrey Glen Smith | 1093145 | 3 | 10/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |