Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis John Girard | 2837816 | 4 | 02/02/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Scott William Powers | 2132804 | 1 | 01/12/2009 | Customer Dispute | Denied | $94,503.30 | $0.00 | See FINRA Report |
| Dudley McBee Barnes | 12794 | 1 | 01/07/2009 | Customer Dispute | Settled | $24,200.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Hayes | 2305984 | 2 | 12/19/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Martin Wenger | 2133814 | 1 | 12/17/2008 | Customer Dispute | Denied | $29,067.00 | $0.00 | See FINRA Report |
| Paul Hollen Evans | 5199192 | 2 | 12/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Adam Marr | 3198576 | 1 | 12/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Guy Hamilton Caffey | 3251311 | 1 | 12/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Brian Chandler | 5272396 | 1 | 12/09/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| George Nicholas Brown | 1538296 | 2 | 12/04/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |