Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Ray Hosek | 3268033 | 8 | 02/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Scott Brown | 1762571 | 2 | 02/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Ray Hosek | 3268033 | 8 | 02/15/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Christopher Brian Watts | 2429443 | 2 | 02/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Henry Webb | 714765 | 1 | 02/12/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Damon John Bates | 3051445 | 1 | 02/12/2009 | Customer Dispute | Denied | $9,550.73 | $0.00 | See FINRA Report |
| Robert Shane Sullivan | 2335053 | 1 | 02/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Shaw | 4136229 | 4 | 02/05/2009 | Customer Dispute | Denied | $19,232.10 | $0.00 | See FINRA Report |
| Ann Blythe Miller | 2561854 | 4 | 02/04/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Stone Cravens | 2227085 | 3 | 02/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |