Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Scott Koontz | 1884085 | 2 | 03/19/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Danielle Cynthia Blunt | 4187597 | 1 | 03/18/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Andrew Iannetto | 4439300 | 1 | 03/17/2009 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Ronnie Eugene Miller | 4426482 | 1 | 03/16/2009 | Customer Dispute | Settled | $584,102.00 | $0.00 | See FINRA Report |
| Clyde Richard Woolfolk | 707561 | 3 | 03/16/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Robert Scott Brown | 2455089 | 3 | 03/04/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Richard Barry Johnson | 2768608 | 1 | 03/03/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John Robert Pira | 2662749 | 2 | 03/03/2009 | Customer Dispute | Denied | $6,198.35 | $0.00 | See FINRA Report |
| Taylor Alan Steele | 4805529 | 1 | 03/01/2009 | Customer Dispute | Denied | $65,113.00 | $0.00 | See FINRA Report |
| Brian Timothy Duffy | 1743011 | 3 | 02/27/2009 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |