Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bill John Callis | 2107488 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Fisette | 4092427 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 06/08/2009 | Customer Dispute | Settled | $295,250.00 | $0.00 | See FINRA Report |
| Keith Kavell Carter | 4703579 | 2 | 06/05/2009 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Kosisky | 1351721 | 2 | 05/21/2009 | Customer Dispute | Settled | $17,551.20 | $0.00 | See FINRA Report |
| Tammy Jean Mafara-Jacobs | 4348618 | 1 | 05/19/2009 | Customer Dispute | Denied | $102,000.00 | $0.00 | See FINRA Report |
| Vanessa Rae Levan | 4610360 | 1 | 05/14/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Derek Robert Marquis | 2072648 | 3 | 05/14/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward Zientara | 600802 | 2 | 05/12/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 05/06/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |