Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Pira | 2662749 | 2 | 07/08/2009 | Customer Dispute | Denied | $838,394.00 | $0.00 | See FINRA Report |
| Jeffrey Wayne Vernon | 3195760 | 1 | 07/08/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian James Schwartz | 5527514 | 2 | 07/07/2009 | Customer Dispute | Settled | $10,853.10 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 07/07/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Basil George Allison | 1237620 | 3 | 07/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Jennings | 1644332 | 4 | 07/03/2009 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 07/02/2009 | Customer Dispute | Settled | $682,011.00 | $0.00 | See FINRA Report |
| Hal Carey Sussman | 1394280 | 13 | 07/02/2009 | Customer Dispute | Settled | $2,900,000.00 | $0.00 | See FINRA Report |
| Claudia Cypher Kane | 1387964 | 1 | 06/29/2009 | Customer Dispute | Denied | $95,735.80 | $0.00 | See FINRA Report |
| Scott Sheridan Hanley | 2507921 | 1 | 06/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |