Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dennis Martin | 4423125 | 2 | 02/08/2010 | Customer Dispute | Denied | $146,022.00 | $0.00 | See FINRA Report |
| Larry Raymond Cowger | 3011853 | 1 | 02/05/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gary Lee Davis | 1133027 | 3 | 01/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Raymond Chapman Dickey | 2721680 | 1 | 01/13/2010 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Walter Leslie Johnson | 1089107 | 3 | 01/13/2010 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Frankie Gonzalez | 4283590 | 4 | 01/11/2010 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Michael John Forster | 4958049 | 5 | 12/28/2009 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Robin Lee Schaner | 1872921 | 1 | 12/22/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jason Jude Daeger | 4999504 | 3 | 12/22/2009 | Customer Dispute | Settled | $221,151.00 | $0.00 | See FINRA Report |
| Edgar Duryea Pouch | 1197191 | 1 | 11/30/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |