Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Combs | 4590195 | 1 | 03/26/2010 | Customer Dispute | Award / Judgment | $110,000.00 | $13,000.00 | See FINRA Report |
| Loretta Costa Vitale | 1000254 | 1 | 03/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Meade Capellen | 1807218 | 3 | 03/18/2010 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Shawn Patrick Weidmann | 4451850 | 1 | 03/15/2010 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Griffith | 1849538 | 1 | 03/09/2010 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Robert Crosby Alger | 4119900 | 1 | 03/08/2010 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Kent Donald Ballard | 3007902 | 1 | 02/26/2010 | Customer Dispute | Denied | $39,669.00 | $0.00 | See FINRA Report |
| Michael Andrew Tutcher | 2306833 | 6 | 02/25/2010 | Customer Dispute | Denied | $29,101.00 | $0.00 | See FINRA Report |
| Robert Allen Szuch | 1188535 | 1 | 02/23/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Francis John Girard | 2837816 | 4 | 02/16/2010 | Customer Dispute | Denied | $7,491.52 | $0.00 | See FINRA Report |