Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vermond Scott Harris | 4396589 | 1 | 05/12/2010 | Customer Dispute | Denied | $29,639.00 | $0.00 | See FINRA Report |
| J Daniel Chick | 3159485 | 2 | 05/10/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael John Lucchesi | 5264497 | 1 | 05/10/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Noel Bradford Breuer | 833833 | 2 | 05/07/2010 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Kenneth Hosmer Compton | 3022855 | 2 | 04/26/2010 | Customer Dispute | Denied | $176,750.00 | $0.00 | See FINRA Report |
| Richard Paul Camarda | 1243553 | 1 | 04/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Patrick Cook | 735759 | 2 | 04/20/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Paul Jeffery Gottshall | 1438645 | 1 | 04/05/2010 | Customer Dispute | Denied | $15,742.50 | $0.00 | See FINRA Report |
| Lewis Gene Wentz | 2865313 | 4 | 04/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 04/05/2010 | Customer Dispute | Withdrawn | $52,500.00 | $0.00 | See FINRA Report |