Potomac Analytics' Logo

FINRA Broker Disclosures for Raymond James Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 451-460 out of 1,270 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Vermond Scott Harris4396589105/12/2010Customer DisputeDenied$29,639.00$0.00See FINRA Report
J Daniel Chick3159485205/10/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Michael John Lucchesi5264497105/10/2010Customer DisputeSettled$25,000.00$0.00See FINRA Report
Noel Bradford Breuer833833205/07/2010Customer DisputeSettled$7,000.00$0.00See FINRA Report
Kenneth Hosmer Compton3022855204/26/2010Customer DisputeDenied$176,750.00$0.00See FINRA Report
Richard Paul Camarda1243553104/22/2010Customer DisputeSettled$0.00$0.00See FINRA Report
John Patrick Cook735759204/20/2010Customer DisputeDenied$100,000.00$0.00See FINRA Report
Paul Jeffery Gottshall1438645104/05/2010Customer DisputeDenied$15,742.50$0.00See FINRA Report
Lewis Gene Wentz2865313404/05/2010Customer DisputeDenied$0.00$0.00See FINRA Report
John Francis Kloecker2637056604/05/2010Customer DisputeWithdrawn$52,500.00$0.00See FINRA Report

1,270 Results

Display: