Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allen Cox | 1999375 | 3 | 07/07/2010 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Eric Jason McMahon | 2566978 | 4 | 06/22/2010 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Daniel Charles Ketchum | 1855201 | 2 | 06/22/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ivo-Andreas Schilbach | 4598470 | 3 | 06/15/2010 | Customer Dispute | Settled | $21,946.00 | $0.00 | See FINRA Report |
| Philip Michael Faulk | 2801866 | 3 | 06/14/2010 | Customer Dispute | Final | $25,000.00 | $0.00 | See FINRA Report |
| David Michael Jackson | 2591024 | 1 | 06/02/2010 | Customer Dispute | Settled | $424,513.00 | $0.00 | See FINRA Report |
| Monica Mary Baldwin | 1410593 | 2 | 05/25/2010 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Fredrick Alan Dawson | 1264710 | 1 | 05/20/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher William Hall | 3165624 | 1 | 05/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 05/14/2010 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |