Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Cook | 735759 | 2 | 10/04/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ivo-Andreas Schilbach | 4598470 | 3 | 09/28/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Lockaby | 2877608 | 2 | 09/24/2010 | Customer Dispute | Denied | $7,612.00 | $0.00 | See FINRA Report |
| Lewis Gene Wentz | 2865313 | 4 | 09/23/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 09/03/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ivo-Andreas Schilbach | 4598470 | 3 | 09/01/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ty Anthony Garo | 5355597 | 1 | 08/11/2010 | Customer Dispute | Denied | $5,563.05 | $0.00 | See FINRA Report |
| Gregory Perrone | 3085935 | 2 | 08/06/2010 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| Philip Michael Faulk | 2801866 | 3 | 07/12/2010 | Customer Dispute | Denied | $21,396.00 | $0.00 | See FINRA Report |
| Michele Hullett Compton | 2173667 | 1 | 07/08/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |