Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Darryl Presley | 2339657 | 2 | 12/08/2010 | Customer Dispute | Denied | $157,000.00 | $0.00 | See FINRA Report |
| Donald Mohammed Kent | 2356757 | 1 | 12/03/2010 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Robert Samuel Chambers | 2426173 | 7 | 11/08/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Shaw | 4136229 | 4 | 11/01/2010 | Customer Dispute | Denied | $504,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Irwin | 1237384 | 2 | 10/28/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Robert William Volpe | 4126954 | 4 | 10/26/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Ray Hodge | 4894475 | 1 | 10/19/2010 | Customer Dispute | Closed-No Action | $16,738.40 | $0.00 | See FINRA Report |
| Jeffrey Glenn Tennyson | 4240259 | 1 | 10/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Lancaster | 3088013 | 1 | 10/18/2010 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Stephanie Megan Austin Stackhouse | 5487627 | 1 | 10/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |