Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Brinton Thomas | 2158149 | 1 | 02/22/2011 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Carl Jefferson Davis | 3135524 | 4 | 02/18/2011 | Customer Dispute | Final | $25,000.00 | $0.00 | See FINRA Report |
| Richard Alan Jackson | 1176741 | 1 | 02/14/2011 | Customer Dispute | Award / Judgment | $25,000.00 | $24,879.80 | See FINRA Report |
| Hal Carey Sussman | 1394280 | 13 | 02/04/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jayme Frances Lemaire | 4336052 | 5 | 01/25/2011 | Customer Dispute | Denied | $27,360.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Dow | 2870893 | 1 | 01/25/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jamie Lyn Sladky | 2830866 | 1 | 01/14/2011 | Customer Dispute | Denied | $36,310.90 | $0.00 | See FINRA Report |
| Melvin Derrick Sikes | 4377552 | 2 | 12/16/2010 | Customer Dispute | Settled | $4,478,680.00 | $0.00 | See FINRA Report |
| Carl Jefferson Davis | 3135524 | 4 | 12/10/2010 | Customer Dispute | Denied | $19,970.00 | $0.00 | See FINRA Report |
| Kevin Francis Brown | 1273712 | 2 | 12/09/2010 | Customer Dispute | Denied | $23,466.00 | $0.00 | See FINRA Report |