Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Paul Lee | 2807587 | 2 | 03/27/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Shaun Anthony Jones | 7223957 | 2 | 03/07/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brad Jason Feldman | 2858061 | 5 | 03/03/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Albright | 4413263 | 1 | 02/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brad Jason Feldman | 2858061 | 5 | 02/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler James Sherwood | 6532334 | 1 | 02/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Lenin Llanas | 5467096 | 1 | 01/22/2023 | Customer Dispute | Denied | $6,916.73 | $0.00 | See FINRA Report |
| Brenda Kay Davis | 5586460 | 1 | 01/18/2023 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Kevin Elliott | 1245946 | 1 | 01/17/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Mary Lauren Williams | 6478226 | 1 | 01/10/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |