Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Joel Hynes | 1646841 | 2 | 09/19/2011 | Customer Dispute | Settled | $496,500.00 | $0.00 | See FINRA Report |
| John Constantine Zannakis | 2732890 | 3 | 09/13/2011 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Jennings | 1644332 | 4 | 09/09/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Lee Lamacchio | 4188849 | 2 | 08/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Dennis Trimble | 4670924 | 1 | 08/17/2011 | Customer Dispute | Denied | $16,886.20 | $0.00 | See FINRA Report |
| Thomas Lee Lamacchio | 4188849 | 2 | 08/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Davis | 1133027 | 3 | 08/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Alan Steigerwald | 3117550 | 2 | 08/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diana Marie Ortiz | 2093628 | 2 | 07/29/2011 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Timothy Joe Holsworth | 1133900 | 2 | 07/27/2011 | Customer Dispute | Settled | $5,625,000.00 | $0.00 | See FINRA Report |