Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Reynolds | 4165541 | 1 | 05/14/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Craig Steven Donner | 2843386 | 1 | 05/11/2012 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Amy D Bush | 2414670 | 1 | 05/08/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Lutz | 5049137 | 1 | 05/07/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amalfitano | 2103107 | 3 | 05/07/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert William Volpe | 4126954 | 4 | 04/27/2012 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Michael Jeremy Hobbs | 5608781 | 1 | 04/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Verl Hershberger | 1089837 | 2 | 04/20/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| James Dennis Martin | 4423125 | 2 | 04/02/2012 | Customer Dispute | Settled | $7,489.97 | $0.00 | See FINRA Report |
| Lance Skalnik | 4219104 | 2 | 03/22/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |