Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan William Burns | 5690912 | 2 | 07/06/2012 | Customer Dispute | Denied | $2,809.94 | $0.00 | See FINRA Report |
| Scott Charles Anderson | 5681903 | 2 | 07/06/2012 | Customer Dispute | Denied | $2,809.94 | $0.00 | See FINRA Report |
| Paul Stephen Ross | 2424633 | 2 | 06/22/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Paul Stephen Ross | 2424633 | 2 | 06/22/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Melvin Derrick Sikes | 4377552 | 2 | 06/22/2012 | Customer Dispute | Settled | $228,581.00 | $0.00 | See FINRA Report |
| Kenneth Michael Wachter | 2015666 | 2 | 06/20/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Clayton Christenson | 2185958 | 1 | 06/12/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Enoch Walton | 1313208 | 3 | 06/04/2012 | Customer Dispute | Denied | $82,630.00 | $0.00 | See FINRA Report |
| Eric Christopher Tiller | 2508904 | 1 | 05/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Gossett | 2179865 | 1 | 05/18/2012 | Customer Dispute | Settled | $16,579.00 | $0.00 | See FINRA Report |