Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Scott Brown | 2455089 | 3 | 11/05/2012 | Customer Dispute | Denied | $3,500.00 | $0.00 | See FINRA Report |
| Thomas Paul Lee | 2807587 | 2 | 10/24/2012 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Robert Eugene Reineke | 4730464 | 2 | 10/15/2012 | Customer Dispute | Denied | $5,292.42 | $0.00 | See FINRA Report |
| Douglas James Baylor | 4749937 | 1 | 09/19/2012 | Customer Dispute | Denied | $14,661.00 | $0.00 | See FINRA Report |
| Rosalind Wilkins Haith | 2579376 | 2 | 09/14/2012 | Customer Dispute | Withdrawn | $9,051.06 | $0.00 | See FINRA Report |
| Roger Lee Flueckiger | 2487446 | 1 | 08/30/2012 | Customer Dispute | Settled | $24,765.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 08/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brent A Gough | 3026801 | 2 | 08/13/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| Valton Trent Jackson | 1873037 | 2 | 08/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane Boehm | 4539835 | 2 | 08/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |