Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Jeremy Mayer | 4718513 | 3 | 08/27/2013 | Customer Dispute | Denied | $8,714.95 | $0.00 | See FINRA Report |
| William Bolton Pettit | 3108525 | 2 | 08/16/2013 | Customer Dispute | Denied | $8,223.28 | $0.00 | See FINRA Report |
| Robin Adair Coombs | 1895154 | 1 | 08/05/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Noel Bradford Breuer | 833833 | 2 | 08/01/2013 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Robert Jonathan Krensky | 1227312 | 1 | 07/30/2013 | Customer Dispute | Denied | $16,630.70 | $0.00 | See FINRA Report |
| Frank Leslie Haviland | 3098126 | 5 | 07/23/2013 | Customer Dispute | Denied | $10,627.10 | $0.00 | See FINRA Report |
| Carl Jefferson Davis | 3135524 | 4 | 07/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hollingsworth | 1328648 | 4 | 07/17/2013 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Michael Richard Kanner | 4626366 | 2 | 07/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Lee van Donselaar | 5798412 | 1 | 06/26/2013 | Customer Dispute | Settled | $12,779.30 | $0.00 | See FINRA Report |