Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gordon Hyre | 2429707 | 2 | 09/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Koba | 5046092 | 2 | 09/11/2023 | Customer Dispute | Pending | $9,484.22 | $0.00 | See FINRA Report |
| Eric Matthew Tillotson | 4445703 | 2 | 08/25/2023 | Customer Dispute | Denied | $13,135.00 | $0.00 | See FINRA Report |
| Phillip Kurt Sutton | 4199012 | 2 | 08/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Douglass Henson | 5956882 | 1 | 08/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blake Sutton | 6461442 | 1 | 07/27/2023 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Henry Paul Bouman | 1231317 | 1 | 07/27/2023 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Andrew William Rodgers | 2277643 | 1 | 07/26/2023 | Customer Dispute | Settled | $134,953.00 | $0.00 | See FINRA Report |
| Robert Lee Anderson | 2355813 | 4 | 06/16/2023 | Customer Dispute | Settled | $956,794.00 | $0.00 | See FINRA Report |
| King Sutton Cavalier | 5879713 | 2 | 06/14/2023 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |