Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Hugh Oakley | 1464263 | 1 | 03/06/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Charles Albert Hall | 2565364 | 3 | 03/05/2014 | Customer Dispute | Denied | $37,898.10 | $0.00 | See FINRA Report |
| Robert Scott Brown | 2455089 | 3 | 03/03/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Bradley Wilson | 4029029 | 1 | 02/12/2014 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Ronald Kudlacek | 4738374 | 1 | 02/12/2014 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Nicklas | 2466601 | 2 | 02/10/2014 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Darin Lee Patterson | 3070419 | 3 | 01/25/2014 | Customer Dispute | Denied | $236,259.00 | $0.00 | See FINRA Report |
| Michael James Fisette | 4092427 | 3 | 01/08/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Henry Zufall | 3112077 | 1 | 12/20/2013 | Customer Dispute | Settled | $5,766.09 | $0.00 | See FINRA Report |
| Jerry Edward Lawless | 2065896 | 2 | 11/25/2013 | Customer Dispute | Award / Judgment | $21,080.00 | $4,550.00 | See FINRA Report |