Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Douglas Bray | 4497654 | 4 | 09/01/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Christine Marie Sanor | 2422856 | 1 | 08/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ann Blythe Miller | 2561854 | 4 | 08/25/2015 | Customer Dispute | Settled | $27,040.00 | $0.00 | See FINRA Report |
| Robert Howard Carson | 1013355 | 2 | 07/31/2015 | Customer Dispute | Withdrawn | $5,970.17 | $0.00 | See FINRA Report |
| Charles David Cowen | 5247409 | 1 | 07/27/2015 | Customer Dispute | Settled | $7,612.71 | $0.00 | See FINRA Report |
| Ryan Allen Miller | 5480816 | 1 | 07/27/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Frederick Thomas Greene | 1132141 | 2 | 06/24/2015 | Customer Dispute | Closed-No Action | $395,000.00 | $0.00 | See FINRA Report |
| Richard Andrew Ehli | 3137913 | 2 | 06/18/2015 | Customer Dispute | Denied | $59,400.00 | $0.00 | See FINRA Report |
| Richard Joseph Wojcik | 471029 | 1 | 05/08/2015 | Customer Dispute | Settled | $87,109.00 | $0.00 | See FINRA Report |
| Katherine Jane Reisfeld | 2922214 | 1 | 04/28/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |