Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judith Child Singleton | 2534823 | 5 | 02/12/2016 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Gregory Lynn Shipper | 2035653 | 2 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Charles Heidenreich | 1294144 | 2 | 01/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arlene Alvarez | 2877182 | 1 | 01/19/2016 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Barbara Deist Boccuto | 1829877 | 1 | 01/11/2016 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Braden Ryan Howell | 5148543 | 1 | 11/30/2015 | Customer Dispute | Denied | $18,065.90 | $0.00 | See FINRA Report |
| Scott Allen Stavn | 1613785 | 2 | 11/09/2015 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Evan Jeremy Mayer | 4718513 | 3 | 10/15/2015 | Customer Dispute | Denied | $6,608.00 | $0.00 | See FINRA Report |
| Richard Alan Pascoe | 1535528 | 4 | 10/13/2015 | Customer Dispute | Settled | $20,131.00 | $0.00 | See FINRA Report |
| Tsali William Buakula Ricketson | 4789622 | 1 | 09/03/2015 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |