Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Hollen Evans | 5199192 | 2 | 04/29/2016 | Customer Dispute | Denied | $34,950.00 | $0.00 | See FINRA Report |
| Frank McLeod Munn | 3108221 | 2 | 04/29/2016 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Shawn Ethan Ecklund | 2676122 | 5 | 04/25/2016 | Customer Dispute | Denied | $217,877.00 | $0.00 | See FINRA Report |
| Randall Arthur Johnson | 5143838 | 1 | 04/08/2016 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Carl Dennis Hanks | 2182401 | 2 | 03/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Charles Anderson | 5681903 | 2 | 03/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad David Andrews | 4002778 | 1 | 02/22/2016 | Customer Dispute | Denied | $14,281.70 | $0.00 | See FINRA Report |
| Daniel Malcolm Makin | 4367894 | 1 | 02/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Matthew James | 2648868 | 1 | 02/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Allen Stavn | 1613785 | 2 | 02/12/2016 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |