Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Cedric Stallings | 4432889 | 1 | 08/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward M Lynch | 4690810 | 4 | 07/26/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Laura Anne Sullivan | 2208920 | 3 | 07/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Wilson | 2289058 | 1 | 07/15/2016 | Customer Dispute | Award / Judgment | $91,263.60 | $20,743.10 | See FINRA Report |
| Joseph Eldon Johnson | 1412528 | 4 | 07/06/2016 | Customer Dispute | Closed-No Action | $50,771.30 | $0.00 | See FINRA Report |
| Philip Norman Constans | 5131702 | 1 | 07/06/2016 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jason Brian Baver | 2257218 | 1 | 07/06/2016 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| John J Doherty | 1410645 | 3 | 06/16/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jeffrey August Hausinger | 3198766 | 2 | 06/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Fredrick Grosso | 1030294 | 2 | 05/02/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |