Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wade James Westhoff | 2662677 | 1 | 12/07/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Harry Cribbs | 2238050 | 1 | 11/28/2016 | Customer Dispute | Withdrawn | $52,491.00 | $0.00 | See FINRA Report |
| Jason Christopher Dilauro | 2564787 | 2 | 11/28/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bradley Osborne Harmon | 2020329 | 1 | 11/11/2016 | Customer Dispute | Denied | $14,113.00 | $0.00 | See FINRA Report |
| Jack Clifford Harmon | 237271 | 1 | 11/11/2016 | Customer Dispute | Denied | $14,113.00 | $0.00 | See FINRA Report |
| Jack Clifford Harmon | 3225720 | 1 | 11/11/2016 | Customer Dispute | Denied | $14,113.00 | $0.00 | See FINRA Report |
| Wade G Williams | 6266784 | 1 | 11/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Craig Crenshaw | 2532498 | 2 | 11/01/2016 | Customer Dispute | Denied | $15,067.00 | $0.00 | See FINRA Report |
| Warren Judson Scroggie | 3204218 | 4 | 10/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Rocky Pastorino | 5030667 | 1 | 08/24/2016 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |