Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jo Ann Elisabeth Favia | 1621667 | 2 | 12/28/2017 | Customer Dispute | Denied | $140,262.00 | $0.00 | See FINRA Report |
| Jacqueline Navide Levoir | 4706945 | 1 | 12/13/2017 | Customer Dispute | Denied | $23,365.00 | $0.00 | See FINRA Report |
| Jodi D Vinas | 3148891 | 1 | 11/14/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew Aaron Turner | 5266715 | 1 | 10/18/2017 | Customer Dispute | Settled | $72,758.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Fitzpatrick | 1850858 | 1 | 10/17/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Alan Steigerwald | 3117550 | 2 | 10/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Z Disman | 1023099 | 1 | 09/29/2017 | Customer Dispute | Settled | $61,963.60 | $0.00 | See FINRA Report |
| Judith Child Singleton | 2534823 | 5 | 09/25/2017 | Customer Dispute | Denied | $14,187.50 | $0.00 | See FINRA Report |
| Victor Thomas Connor | 843521 | 4 | 09/15/2017 | Customer Dispute | Settled | $324,511.00 | $0.00 | See FINRA Report |
| Jacob William Lacy | 5625466 | 1 | 08/09/2017 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |