Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Cline Collier | 1408843 | 3 | 07/15/2019 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Reid Ryan Beyerlein | 4752098 | 1 | 07/08/2019 | Customer Dispute | Denied | $23,238.40 | $0.00 | See FINRA Report |
| Ivan Rafael Pelegrina | 4886487 | 2 | 06/24/2019 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Edward William Lombard | 3013720 | 1 | 06/17/2019 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Brett Wilson Everhart | 1036050 | 2 | 05/28/2019 | Customer Dispute | Denied | $26,467.40 | $0.00 | See FINRA Report |
| John J Doherty | 1410645 | 3 | 05/06/2019 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Kathleen Marie Morton | 1386970 | 1 | 04/15/2019 | Customer Dispute | Denied | $22,271.90 | $0.00 | See FINRA Report |
| Timothy David Brenner | 2505662 | 1 | 03/13/2019 | Customer Dispute | Final | $31,331.40 | $0.00 | See FINRA Report |
| Kelley Jo Evans | 2932611 | 1 | 02/08/2019 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Tutcher | 2306833 | 6 | 01/31/2019 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |