Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Marquez Ascencio | 4490072 | 1 | 03/23/2020 | Customer Dispute | Denied | $13,296.00 | $0.00 | See FINRA Report |
| Eric Matthew Cornell | 4338002 | 1 | 03/23/2020 | Customer Dispute | Denied | $14,606.50 | $0.00 | See FINRA Report |
| Bradley Scot Frisk | 5957389 | 2 | 03/10/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevis Clint Rucci | 2635775 | 2 | 03/10/2020 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Taylor Thurman Francis | 4755425 | 1 | 02/28/2020 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Joseph Jordan Cunneff | 1101132 | 5 | 02/24/2020 | Customer Dispute | Denied | $6,599.00 | $0.00 | See FINRA Report |
| Michael Steven Bullis | 3004994 | 3 | 01/22/2020 | Customer Dispute | Denied | $8,669.29 | $0.00 | See FINRA Report |
| Gregory Cline Collier | 1408843 | 3 | 12/31/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Melissa Wilson Minikes | 4409207 | 1 | 11/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Kit Stetter | 4513517 | 2 | 11/06/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |