Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Lee Zichterman | 3124426 | 1 | 05/15/2020 | Customer Dispute | Denied | $14,500.00 | $0.00 | See FINRA Report |
| Ronald James Radner | 5834701 | 3 | 05/15/2020 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Robert Arthur Koba | 5046092 | 2 | 05/12/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jonathan Alexander Murdock | 6361480 | 1 | 04/17/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neil David Raisanen | 1111266 | 1 | 04/16/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Kelton | 2473749 | 1 | 04/10/2020 | Customer Dispute | Denied | $692,510.00 | $0.00 | See FINRA Report |
| Scot Lee Morris | 1470835 | 1 | 04/02/2020 | Customer Dispute | Denied | $20,127.00 | $0.00 | See FINRA Report |
| Brad Dunagan Biggs | 2770237 | 1 | 03/31/2020 | Customer Dispute | Settled | $451,160.00 | $0.00 | See FINRA Report |
| Martin Gerard Lutschaunig | 2283506 | 1 | 03/30/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roderick Iain Duxbury | 4880536 | 1 | 03/27/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |