Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Michael Johnson | 2592384 | 4 | 06/03/2002 | Customer Dispute | Award / Judgment | $330,000.00 | $260,000.00 | See FINRA Report |
| Mark Steven Loftus | 1720328 | 3 | 05/31/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Clyde Richard Woolfolk | 707561 | 3 | 05/30/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jeffrey Worth Ostrander | 2043176 | 1 | 05/28/2002 | Customer Dispute | Settled | $710,000.00 | $0.00 | See FINRA Report |
| Carlos Enrique Caceres | 2347486 | 2 | 05/28/2002 | Customer Dispute | Denied | $29,162.00 | $0.00 | See FINRA Report |
| Justin James Hayes | 2961599 | 2 | 05/22/2002 | Customer Dispute | Denied | $14,221.90 | $0.00 | See FINRA Report |
| Guy Gaines Quinn | 2212903 | 2 | 05/20/2002 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Ann Blythe Miller | 2561854 | 4 | 05/20/2002 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Grant Arthur Gochin | 2918762 | 2 | 05/17/2002 | Customer Dispute | Denied | $24,593.00 | $0.00 | See FINRA Report |
| Bruce Paulus Hoffman | 2076387 | 1 | 05/16/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |