Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip John Moses | 2894936 | 1 | 07/17/2002 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| Michael Steven Bullis | 3004994 | 3 | 07/13/2002 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Caroline Helen Alabach | 1637104 | 3 | 07/10/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Walter Leslie Johnson | 1089107 | 3 | 06/26/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Allen Marshall Zick | 2863931 | 2 | 06/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jack Goodman | 802732 | 1 | 06/18/2002 | Customer Dispute | Pending | $235,000.00 | $0.00 | See FINRA Report |
| Jennifer Christine Stickler | 2703911 | 1 | 06/13/2002 | Customer Dispute | Settled | $192,757.00 | $0.00 | See FINRA Report |
| Michael Steven Solesky | 2004365 | 2 | 06/13/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Lorna Sue Gessner | 2383203 | 1 | 06/13/2002 | Customer Dispute | Settled | $8,740.00 | $0.00 | See FINRA Report |
| Jeffrey Franklin Jaynes | 2156599 | 1 | 06/06/2002 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |