Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Faith Narkus | 6187857 | 2 | 03/24/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Wesley Evans | 3097211 | 1 | 03/10/2021 | Customer Dispute | Denied | $9,823.00 | $0.00 | See FINRA Report |
| Frank Leslie Haviland | 3098126 | 5 | 01/06/2021 | Customer Dispute | Denied | $7,412.01 | $0.00 | See FINRA Report |
| John Ernest Burkhardt | 1643218 | 1 | 12/10/2020 | Customer Dispute | Denied | $60,991.20 | $0.00 | See FINRA Report |
| Joshua Owen Colwell | 6166342 | 1 | 12/07/2020 | Customer Dispute | Denied | $24,041.20 | $0.00 | See FINRA Report |
| Jonathan Earl Best | 2225091 | 2 | 11/04/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Castro | 1412242 | 1 | 09/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Matthew Krym | 2305990 | 1 | 09/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael D Swain | 1887658 | 1 | 08/28/2020 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Kurt Enoch Chase | 3051215 | 2 | 08/21/2020 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |