Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Dale Crossley | 2803407 | 5 | 11/19/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Piers Edgcomb | 6418968 | 2 | 01/31/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Dunham | 6449897 | 1 | 09/01/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diana Carolina Serrano | 6729807 | 1 | 08/12/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric James Costello | 3185252 | 2 | 01/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ciarra Diane Dipiazza | 6762922 | 2 | 10/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Stephen Howard | 6147875 | 1 | 03/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Emma Elizabeth Jackson | 5052924 | 1 | 05/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Allen Stults | 6023456 | 2 | 12/14/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Richard Hall | 5685333 | 1 | 06/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |