Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Francis Kelly | 1362993 | 2 | 05/22/1991 | Customer Dispute | Award / Judgment | $120,000.00 | $96,292.30 | See FINRA Report |
| Basil George Allison | 1237620 | 3 | 11/19/1990 | Customer Dispute | Award / Judgment | $24,000.00 | $20,160.00 | See FINRA Report |
| Basil George Allison | 1237620 | 3 | 10/13/1990 | Customer Dispute | Award / Judgment | $15,000.00 | $12,600.00 | See FINRA Report |
| James Albert Powell | 1146466 | 3 | 05/15/1990 | Customer Dispute | Award / Judgment | $0.00 | $9,250.00 | See FINRA Report |
| Christopher Andrew Melton | 1061804 | 1 | 01/31/1990 | Customer Dispute | Award / Judgment | $4,884.00 | $4,743.00 | See FINRA Report |
| Monica Agnes Williams | 1641212 | 2 | 06/28/1989 | Customer Dispute | Award / Judgment | $0.00 | $3,467.25 | See FINRA Report |
| H Todd Roggen | 721463 | 7 | 04/01/1987 | Customer Dispute | Award / Judgment | $75,000.00 | $251,978.00 | See FINRA Report |
| Albert William Wiggin | 1332837 | 1 | 10/01/1986 | Customer Dispute | Award / Judgment | $0.00 | $10,372.10 | See FINRA Report |
| William Earl Elder | 1011943 | 1 | 04/19/1986 | Customer Dispute | Award / Judgment | $64,725.00 | $35,716.70 | See FINRA Report |