Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Richard Kralstein | 1814087 | 1 | 01/04/2002 | Customer Dispute | Award / Judgment | $158,524.00 | $20,000.00 | See FINRA Report |
| Jonathan James Schiff | 2702011 | 1 | 10/01/2001 | Customer Dispute | Award / Judgment | $12,750.00 | $12,750.00 | See FINRA Report |
| John Kenneth Bryant | 1303750 | 1 | 07/24/2001 | Customer Dispute | Award / Judgment | $715,803.00 | $79,636.50 | See FINRA Report |
| Wade Nolan Giddens | 1998148 | 3 | 03/12/2001 | Customer Dispute | Award / Judgment | $120,068.00 | $25,000.00 | See FINRA Report |
| Chung Wai Wong | 2302976 | 2 | 07/06/1999 | Customer Dispute | Award / Judgment | $24,584.00 | $1,159.00 | See FINRA Report |
| Richard Lee Schooley | 2568367 | 1 | 01/15/1998 | Customer Dispute | Award / Judgment | $46,119.00 | $2,200.00 | See FINRA Report |
| Edward Joseph Barry | 1309864 | 1 | 11/04/1997 | Customer Dispute | Award / Judgment | $89,200.00 | $7,457.67 | See FINRA Report |
| David Randolph Davis | 1442736 | 4 | 11/11/1996 | Customer Dispute | Award / Judgment | $1,000.00 | $1,025.00 | See FINRA Report |
| David Blaine Ammerman | 2346239 | 1 | 11/04/1993 | Customer Dispute | Award / Judgment | $4,329.25 | $4,250.00 | See FINRA Report |
| Joseph Eldon Johnson | 1412528 | 4 | 10/31/1991 | Customer Dispute | Award / Judgment | $8,676.00 | $8,826.00 | See FINRA Report |