Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lynn Grant | 2433203 | 2 | 03/15/2004 | Customer Dispute | Award / Judgment | $400,000.00 | $154,699.00 | See FINRA Report |
| Mark Willliam Bublitz | 2630671 | 1 | 01/16/2004 | Customer Dispute | Award / Judgment | $250,000.00 | $287,612.00 | See FINRA Report |
| James Richard Chaffee | 706970 | 2 | 11/10/2003 | Customer Dispute | Award / Judgment | $308,000.00 | $147,886.00 | See FINRA Report |
| John Joseph Watson | 1769147 | 2 | 09/02/2003 | Customer Dispute | Award / Judgment | $150,000.00 | $25,000.00 | See FINRA Report |
| Paul Stephen Wood | 2540164 | 1 | 07/02/2003 | Customer Dispute | Award / Judgment | $434,000.00 | $226,896.00 | See FINRA Report |
| Elizabeth Jordan Staley | 1768965 | 2 | 06/27/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Darby | 2439202 | 2 | 02/06/2003 | Customer Dispute | Award / Judgment | $425,000.00 | $33,661.00 | See FINRA Report |
| Ronald James May | 846222 | 2 | 12/02/2002 | Customer Dispute | Award / Judgment | $0.00 | $74,886.00 | See FINRA Report |
| Eric Michael Johnson | 2592384 | 4 | 06/03/2002 | Customer Dispute | Award / Judgment | $330,000.00 | $260,000.00 | See FINRA Report |
| Lewis Eugene Butler | 2207899 | 1 | 01/29/2002 | Customer Dispute | Award / Judgment | $585,000.00 | $0.00 | See FINRA Report |