Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Dixon Lewis | 1004661 | 12 | 06/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 06/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 06/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 01/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 12/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 09/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 11/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Dixon Lewis | 1004661 | 12 | 09/08/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |