Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven David Hull | 3104878 | 1 | 06/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Mathew Zachar | 4192097 | 1 | 05/31/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Joseph Dunne | 866444 | 1 | 08/12/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Raitz | 4671004 | 1 | 06/06/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Carty | 1245427 | 1 | 07/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Cohen | 4316133 | 1 | 05/28/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Raymond Hammond | 1353397 | 1 | 05/30/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |