Our Staff has compiled our research into a database of FINRA Broker Disclosures for Piper Sandler & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Harmon Pharr | 6986170 | 1 | 07/31/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Howland Nugent | 5505111 | 1 | 03/08/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shelby Noble | 5680884 | 1 | 09/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael West Bassett | 5383741 | 1 | 12/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Rasmussen | 4414891 | 1 | 08/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross James Patten | 2806918 | 2 | 03/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven David Hull | 3104878 | 1 | 06/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Mathew Zachar | 4192097 | 1 | 05/31/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Cohen | 4316133 | 1 | 05/28/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Raymond Hammond | 1353397 | 1 | 05/30/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |