Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Roman Visintine | 2222904 | 2 | 06/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Walter Burns | 849864 | 1 | 06/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dayton | 1040383 | 1 | 06/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Sotoquinones | 3154398 | 1 | 06/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny James George | 2809228 | 3 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Mathews Dolan | 69554 | 3 | 05/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jai-Hong Park | 4474195 | 2 | 05/18/2011 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 05/16/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Cyprian | 2082341 | 4 | 04/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Patrick Mansfield | 7362689 | 1 | 04/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |