Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Angel Gesualdo Perez | 1385146 | 2 | 03/13/2012 | Customer Dispute | Settled | $2,250,000.00 | $0.00 | See FINRA Report |
| Alfred Richard Soricelli | 2394132 | 1 | 03/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Kris Williamson | 2620317 | 1 | 03/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 02/29/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 02/27/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Willard McAllister | 4791944 | 3 | 02/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Gerard Finley | 5855675 | 1 | 02/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Rea | 4768423 | 1 | 02/01/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 01/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory A Ronneburger | 4367043 | 1 | 01/26/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |