Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stacy Jean Hayes | 4442704 | 1 | 04/19/2012 | Customer Dispute | Denied | $6,650.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 04/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Guimin Feng | 2987747 | 1 | 04/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Kelly | 1360285 | 4 | 04/05/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Paul Hoekstra | 3072354 | 2 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Barney Howard Moore | 4322338 | 2 | 03/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 3091302 | 3 | 03/16/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Joseph Cyprian | 2082341 | 4 | 03/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy English Wilson | 4978541 | 1 | 03/13/2012 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |