Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Frank | 709916 | 10 | 06/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 06/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Hussein Fahmy | 1484351 | 3 | 05/31/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roger Robert Ruden | 2443415 | 1 | 05/30/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Evan Klein | 5060520 | 5 | 05/23/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Soriento | 2063691 | 2 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Benjamin Feiner | 5051163 | 2 | 05/18/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 05/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Natoli | 2420341 | 1 | 05/15/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Janet Mary Franz | 2877044 | 1 | 05/01/2012 | Customer Dispute | Settled | $83,128.00 | $0.00 | See FINRA Report |