Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Kelly | 1360285 | 4 | 09/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 09/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Bruce Cooper | 1553625 | 1 | 09/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jan Jeffery Williams | 2952410 | 4 | 08/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Mills | 4582786 | 2 | 08/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shenandoah Million | 4400974 | 2 | 08/13/2012 | Customer Dispute | Denied | $10,676.50 | $0.00 | See FINRA Report |
| Gail Regina Hill | 1674060 | 2 | 07/31/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel A Basileo | 2130195 | 4 | 07/25/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Juan Antonio Lebrija | 4321755 | 2 | 06/24/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valorie Pearl Gast | 1366385 | 2 | 06/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |