Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Mazzaferro | 6365856 | 3 | 12/28/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Ziskin | 3156754 | 2 | 12/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 11/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David A Means | 5633718 | 2 | 11/20/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Bruce Wetzel | 464224 | 3 | 11/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Weinstein | 1373062 | 4 | 11/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 11/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey L Slavich | 4274483 | 1 | 11/07/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 10/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Nichols Heffler | 1408774 | 1 | 10/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |