Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lily Stokely | 5222098 | 1 | 10/18/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Markowitz | 2214775 | 2 | 10/15/2013 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| James Anthony Czajkowski | 1391990 | 2 | 10/09/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 10/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Denise Marie Madnick | 4970778 | 1 | 09/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victor M Torres | 5919902 | 2 | 09/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Jackson Powell | 366772 | 2 | 09/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc David Drew | 4659088 | 2 | 09/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl Thomas Silva | 2354506 | 2 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gavin Welcome | 4337901 | 3 | 08/20/2013 | Customer Dispute | Denied | $25,670.70 | $0.00 | See FINRA Report |