Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anna Bruno | 3148680 | 4 | 01/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Howard Weinstein | 462008 | 2 | 12/31/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergey Kuznetsov | 5393510 | 3 | 12/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 12/10/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Arthur Freudenberger | 2345025 | 1 | 11/26/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth John Traficante | 1697422 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 11/13/2013 | Customer Dispute | Settled | $30,806.30 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 11/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 10/30/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |