Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Antonio Perez | 5128727 | 1 | 03/26/2014 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Carolina Juyeun Hong | 5731357 | 2 | 03/24/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dallas Dan George | 4559086 | 2 | 03/11/2014 | Customer Dispute | Settled | $7,357.62 | $0.00 | See FINRA Report |
| Yanhong Li | 2432128 | 2 | 03/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Emil Babayans | 1420382 | 2 | 03/06/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cameron David Peters | 2952263 | 1 | 02/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Behzad Shaffiy | 1078324 | 2 | 02/21/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Behzad Shaffiy | 1078324 | 2 | 02/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 02/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jan Jeffery Williams | 2952410 | 4 | 01/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |