Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Stoneback | 4978553 | 1 | 05/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam D Brunner | 4806322 | 1 | 05/27/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew David Rubin | 1009086 | 1 | 05/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Sheehan | 1827225 | 2 | 04/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Joseph Fitzharris III | 4438200 | 2 | 04/18/2014 | Customer Dispute | Settled | $9,736.00 | $0.00 | See FINRA Report |
| Brian Marc Elgart | 2105437 | 1 | 04/17/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Gregory Alan Mieras | 715006 | 3 | 04/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven William Hayes | 4214683 | 1 | 04/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Gianni | 3129884 | 1 | 04/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 03/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |